DAMON DARRELL WALKER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 7280 N. W. 87th Terrace Suite C-210, 445 Minnesota Street, Suite 1500, Kansas City, MO, 64153.
DAMON DARRELL WALKER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since August 02, 2010
Disclosure History
DAMON DARRELL WALKER has 2 Disclosure Event(s).
Date: February 23, 2018 Category: Customer Dispute Allegations: Client alleges the mutual funds recommended and purchased were not in her best interest. Damage Amount Requested: $11,461.00 Broker Comment: RR asserts the complaint is not warranted due to the fact that the client took out over 50% of the account balance within the first two years of the investment. At inception, the client was seeking higher than normal income and agreed to be more aggressive with using a specific type of funds to obtain it. RR asserts this recommendation was suitable based on the client's current situation.
Date: September 09, 2016 Category: Customer Dispute Allegations: Claimant alleges advisor recommended and executed unsuitable investment transactions in aggressive and high risk mutual fund investments that were inconsistent with claimant's stated objectives and risk tolerance. Damage Amount Requested: $17,000.00 Settlement Amount: $9,500.00 Broker Comment: Situation settled. RR is confident in his position. No issues.
More Information
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