DAN CHANG

DAN CHANG is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 2099 S STATE COLLEGE BLVD, SUITE 350, ANAHEIM, CA, 92806.

DAN CHANG has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012

Disclosure History

DAN CHANG has 1 Disclosure Event(s).

Date: July 22, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT POLICY MISREPRESENTED IN 2003 AND THAT REPRESENTATIVE TOLD HIM THERE WOULD NOT BE A LOSS AND REPRESENTATIVE TOLD HIM THAT HIS INVESTMENT WAS DOING WELL WHEN IT WAS NOT. CUSTOMER ALSO ALLEGES REPRESENTATIVE LOANED HIM MONEY.
Damage Amount Requested: $20,446.22

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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