DAN PATRICK HOFFMANN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 227 WEST MONROE STREET, SUITE 3400, CHICAGO, IL, 60606.
DAN PATRICK HOFFMANN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
DAN PATRICK HOFFMANN has 1 Disclosure Event(s).
Date: August 17, 2010 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT BEGINNING IN AUGUST OF 2006 THE FINANCIAL ADVISOR MISREPRESENTED UNSUITABLE INVESTMENTS THAT HE MADE IN THE CLAIMANT'S ACCOUNTS. Damage Amount Requested: $100,000.00 Settlement Amount: $14,250.00 Broker Comment: THIS MATTER WAS SETTLED FOR BUSINESS PURPOSES, WITH NO ADMISSION OF LIABILITY BY THE FIRM OR BROKER. BROKER DID NOT CONTRIBUTE TO SETTLEMENT.
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