DANA KEIR GRAVES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 79 WOODFIN PLACE, SUITE 201, ASHEVILLE, NC, 28801.
DANA KEIR GRAVES has worked at LPL FINANCIAL LLC since March 16, 2001
Disclosure History
DANA KEIR GRAVES has 3 Disclosure Event(s).
Date: June 20, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. SETTLEMENT PAYMENT FOR PURCHASE OF LOT# 484 IN THE SUMMERHOUSE DEVELOPMENT.
Date: June 20, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. SETTLEMENT PAYMENT FOR PURCHASE OF LOT# 286 IN THE SUMMERHOUSE DEVELOPMENT WITH 2 OTHER NAMED PARTIES.
Date: June 05, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SUB-ACCOUNT ALLOCATIONS IN JANUARY 2001 WERE UNSUITABLE. COMPENSATORY DAMAGES NOT SPECIFIED, BUT BELIEVED TO BE GREATER THAN $5000.
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