DANA DARLENE RUDNICK

DANA DARLENE RUDNICK is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at 1929 N WASHINGTON STREET, SUITE PO, BISMARCK, ND, 58501.

DANA DARLENE RUDNICK has worked at FSC SECURITIES CORPORATION since July 11, 2003

Disclosure History

DANA DARLENE RUDNICK has 1 Disclosure Event(s).

Date: July 26, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE WAS SOLD AN UNSUITABLE CORPORATE BOND.
Damage Amount Requested: $22,067.00
Broker Comment: CLIENT WAS SOLD AN "INVESTMENT-GRADE" CORPORATE BOND.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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