Dane Robert Nielson

Dane Robert Nielson is currently employed as a Broker and/or Investment Adviser at BMO CAPITAL MARKETS CORP. located at 3 TIMES SQUARE, NEW YORK, NY, 10036.

Dane Robert Nielson has worked at BMO CAPITAL MARKETS CORP. since August 14, 2017

Disclosure History

Dane Robert Nielson has 1 Disclosure Event(s).

Date: June 13, 2017
Category: Regulatory
Initiated By: State Bar of Arizona
Allegations: I was suspended from the Arizona State Bar on June 13, 2017 for not paying my membership dues (I do not plan on practicing law in Arizona in the future). On July 3, 2017 I paid my membership fees and the suspension was automatically lifted.
Resolution: Decision SanctionDetails:
Sanctions: Suspension SanctionDetails:Registration Capacities Affected: Ability to practice law in Arizona Duration: 20 days Duration Explanation: I was suspended until my membership dues were paid or I resigned from the Arizona State Bar. Start Date: 6/13/2017 End Date: 7/3/2017
Broker Comment: I was licensed as an attorney with the state bars of Utah and Arizona. I no longer am practicing law so thought it was unnecessary to be licensed in both states. I did not pay my membership fees to the Arizona Bar and they informed me that I had been suspended until I paid the fees. I paid the membership fees on July 3rd, 2017 and the suspension was automatically lifted.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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