Daniel Lindsay Acosta

Daniel Lindsay Acosta is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 639 LOYOLA AVENUE, SUITE 1900, NEW ORLEANS, LA, 70113.

Daniel Lindsay Acosta has worked at NYLIFE SECURITIES LLC since June 02, 2016

Disclosure History

daniel lindsay acosta has 1 Disclosure Event(s).

Date: October 10, 2017
Category: Customer Dispute
Allegations: WITH REGARD TO A FIXED ANNUITY CONTRACT THAT WAS PURCHASED WITH REGISTERED FUNDS FROM AN IRA ROLLOVER IN OR AROUND JULY 2017, THE CUSTOMER ALLEGED THAT HE WAS NOT MADE AWARE OF THE ASSOCIATED SURRENDER CHARGES. HE REQUESTS CANCELLATION OF THE POLICY WITHOUT PENALTY.
Damage Amount Requested: $8,191.14
Settlement Amount: $8,862.26

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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