DANIEL THOMAS BARDELLI

DANIEL THOMAS BARDELLI is currently employed as a Broker and/or Investment Adviser at TULLETT PREBON FINANCIAL SERVICES LLC located at 101 HUDSON STREET, JERSEY CITY, NJ, 07302.

DANIEL THOMAS BARDELLI has worked at TULLETT PREBON FINANCIAL SERVICES LLC since November 24, 2015

Disclosure History

DANIEL THOMAS BARDELLI has 1 Disclosure Event(s).

Date: January 16, 1998
Category: Employment Separation After Allegations
Firm Name: ADOLPH, KOMORSKY, HOFFMAN
Termination Type: Voluntary Resignation
Allegations: ALLEGEDLY FAILED TO RETURN 2 PHONES
Broker Comment: THE ACCUSING FIRM CONDUCTED THEIR INVESTIGATION AND DETERMINED THAT NO PHONES WERE MISSING AND THEREFORE I WAS ACCUSED IN ERROR. HOWEVER, THE FIRM WENT OUT OF BUSINESS BEFORE PROPERLY CLOSING THE MATTER AND REMOVING THIS DISCLOSURE. PER FINRA'S GUIDANCE, I AM SEEKING TO HAVE THIS INACCURATE RECORD EXPUNGED BY COURT ORDER.

More Information

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