DANIEL JOHN BEZIK is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 8039 BROADMOOR RD STE 12, MENTOR, OH, 44060.
DANIEL JOHN BEZIK has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since January 08, 2001
Disclosure History
DANIEL JOHN BEZIK has 2 Disclosure Event(s).
Date: January 05, 2018 Category: Customer Dispute Allegations: Client alleged his financial advisor failed to move his funds into the market as requested. (12/15/2016-1/5/2018)
Date: October 04, 2001 Category: Customer Dispute Allegations: UNSUITABILITY OF AIM FUNDS PURCHASED ON MARCH 29, 2000. CUSTOMER DID NOT ALLEGE SPECIFIC LOSS OR DAMAGE AMOUNT. FROM DATE OF PURCHASE TO OCTOBER 12, 2001, THE FUNDS AGGREGATE MARKET VALUE HAS DECLINED APPROX $70,000. Damage Amount Requested: $59,000.00 Settlement Amount: $18,000.00 Broker Comment: THE TRANSACTIONS AT ISSUE WERE CONSISTANT WITH THE CUSTOMERS STATED OBJECTIVES AND PREFERENCES. THE INVESTMENTS WERE PURCHASED 18 MONTHS BEFORE THE CUSTOMER CONTACTED THE FIRM. IT IS BELIEVED DECLINE IN MARKET VALUE PROMPTED THE CUSTOMER LETTER. NO OFFER OF COMPENSATION OR SETTLEMENT. THE FIRM MADE A BUSINESS DECISION TO SETTLE THE MATTER AFTER TAKING INTO CONSIDERATION THE AMOUNT INVOLVED TOGETHER WITH THE COST OF PROCEEDING TO ARBTRATION.
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