DANIEL SCOTT BIEDERMAN

DANIEL SCOTT BIEDERMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 300 ESPLANADE DRIVE, 10TH FLOOR, OXNARD, CA, 93036.

DANIEL SCOTT BIEDERMAN has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DANIEL SCOTT BIEDERMAN has 2 Disclosure Event(s).

Date: April 24, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT SHE DID NOT REQUEST THAT HER IRA ACCOUNT BE LIQUIDATED - JANUARY 2006.
Damage Amount Requested: $25,000.00
Broker Comment: CLAIM DENIED.

Date: March 08, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS INSTRUCTIONS TO SELL THE STOCKS IN HIS ACCOUNT IN FEBRUARY 2000 WERE NOT FOLLOWED.
Damage Amount Requested: $20,000.00
Broker Comment: THE CLIENT'S COMPLAINT WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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