DANIEL ANTHONY BRAGA

DANIEL ANTHONY BRAGA is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1000 WOODBURY ROAD, SUITE 300, WOODBURY, NY, 11797.

DANIEL ANTHONY BRAGA has worked at AXA ADVISORS, LLC since September 28, 2017

Disclosure History

DANIEL ANTHONY BRAGA has 1 Disclosure Event(s).

Date: July 03, 1993
Category: Criminal
Charges: SALE OF FIREWORKS IN THE AMOUNT OF $1,500.00 Charge Type: FELONY
Disposition: CLASS B MISDEMEANOR COURT DOCUMENT JDS5980-15196 INDICATES: FELONY WAS REDUCED TO UNLAWFUL DEALFIREWORKS (MISDEMEANOR) PLED GUILTY TO MISDEMEANOR AND FINED$250 AND WITH A CD 1YR.
Broker Comment: Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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