DANIEL EDWARD COLVIN

DANIEL EDWARD COLVIN is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 325 S JEFFERSON ST, GREEN BAY, WI, 54301.

DANIEL EDWARD COLVIN has worked at WOODBURY FINANCIAL SERVICES, INC. since December 08, 2017

Disclosure History

DANIEL EDWARD COLVIN has 1 Disclosure Event(s).

Date: October 17, 2002
Category: Customer Dispute
Allegations: ALLEGE HE WAS NOT INFORMED OF CONTIGENCY DEFFERED SALES CHARGE WHEN CONTRACT WAS PURCHASED IN 1999
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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