DANIEL ALLEN DAVIS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at THREEFIRST NATIONAL PLAZA, 70 W. MADISON ST. STE 5100, CHICAGO, IL, 60602.
DANIEL ALLEN DAVIS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
DANIEL ALLEN DAVIS has 2 Disclosure Event(s).
Date: February 10, 2010 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION IN CONNECTION WITH THE NATURE OF AUCTION RATES SECURITIES SOLD BY THE FIRM. NO SPECIFIC MISREPRESENTATIONS BY FA ARE ALLEGED. Damage Amount Requested: $11,450,000.00
Date: August 21, 2009 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION IN CONNECTION WITH THE NATURE OF AUCTION RATE SECURITIES SOLD BY THE FIRM. NO SPECIFIC MISREPRESENTATIONS BY FA ARE ALLEGED. 1/4/08 THRU 1/30/08. Damage Amount Requested: $38,700,000.00 Settlement Amount: $36,450,000.00
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