DANIEL ALLEN DAVIS

DANIEL ALLEN DAVIS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at THREEFIRST NATIONAL PLAZA, 70 W. MADISON ST. STE 5100, CHICAGO, IL, 60602.

DANIEL ALLEN DAVIS has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DANIEL ALLEN DAVIS has 2 Disclosure Event(s).

Date: February 10, 2010
Category: Customer Dispute
Allegations: ALLEGED MISREPRESENTATION IN CONNECTION WITH THE NATURE OF AUCTION RATES SECURITIES SOLD BY THE FIRM. NO SPECIFIC MISREPRESENTATIONS BY FA ARE ALLEGED.
Damage Amount Requested: $11,450,000.00

Date: August 21, 2009
Category: Customer Dispute
Allegations: ALLEGED MISREPRESENTATION IN CONNECTION WITH THE NATURE OF AUCTION RATE SECURITIES SOLD BY THE FIRM. NO SPECIFIC MISREPRESENTATIONS BY FA ARE ALLEGED. 1/4/08 THRU 1/30/08.
Damage Amount Requested: $38,700,000.00
Settlement Amount: $36,450,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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