DANIEL JAMES DIBLASI is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL DISTRIBUTORS, INC. located at 501 NORTH WELLS, APT 3W, CHICAGO, IL, 60654.
DANIEL JAMES DIBLASI has worked at LINCOLN FINANCIAL DISTRIBUTORS, INC. since June 02, 2014
Disclosure History
DANIEL JAMES DIBLASI has 2 Disclosure Event(s).
Date: March 15, 2005 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA MADE EXCESSIVE AND UNAUTHORIZED TRADES AND MADE UNSUITABLE INVESTMENTS. Damage Amount Requested: $110,000.00 Broker Comment: UPON INVESTIGATION THE COMPLAINT WAS FOUND TO BEE WITHOUT MERIT AND WAS DENIED.
Date: January 06, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES REPLACEMENT OF EXISTING VARIABLE ANNUITY WAS UNSUITABLE. IN ADDITION, CLIENT ALLEGES THAT THE ADVICE SHE WAS GIVEN WAS MISLEADING AND INAPPROPRIATE FOR SOMEONE IN HER CIRCUMSTANCES. DAMAGES UNSPECIFIED.
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