DANIEL DIOGUARDI is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 1320 S. UNIVERSITY DRIVE, SUITE 210, FORT WORTH, TX, 76107-5769.
DANIEL DIOGUARDI has worked at RBC CAPITAL MARKETS, LLC since February 11, 2009
Disclosure History
DANIEL DIOGUARDI has 1 Disclosure Event(s).
Date: March 15, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE MONEY MANAGER RECOMMENDED TO HIM DID NOT MEET HIS INVESTMENT OBJECTIVES. ALLEGED DAMAGES UNSPECIFIED BUT IN EXCESS OF $5,000. SMITH BARNEY, INC. Broker Comment: PENDINGNOT PROVIDED
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