DANIEL JUSTIN DUNN is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2180 Immokalee Rd., Ste 209, Naples, FL, 34110.
DANIEL JUSTIN DUNN has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since June 01, 2018
Disclosure History
DANIEL JUSTIN DUNN has 2 Disclosure Event(s).
Date: April 26, 2013 Category: Regulatory
Date: May 11, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED IN COMPLAINT TO ING THAT REPRESENTTAIVE RECOMMENDED HE TAKE A 10% FREE WITHDRAWAL FROM ONE CONTRACT TO FUND A VARIABLE ANNUITY CONTRACT. CUSTOMER ALLEDGED THAT RMD SHOULD HAVE BEEN TAKEN FROM THE EXISTING CONTRACT, BUT WAS NOT AND WAS TAKEN INSTEAD FROM THE NEW CONTRACT, COSTING $7,986.00 IN LOSSES AND $700 SURRENDER PENALTY. Damage Amount Requested: $8,686.00 Broker Comment: REPRESENTATIVE STATES: "THIS IS A BOGUS COMPLAINT. [CUSTOMER] HAS NO GROUNDS TO COMPLAIN."
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