DANIEL DAVID ELLIS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 440 INDIANA STREET, GOLDEN, CO, 80401.
DANIEL DAVID ELLIS has worked at LPL FINANCIAL LLC since May 04, 2016
Disclosure History
DANIEL DAVID ELLIS has 1 Disclosure Event(s).
Date: April 27, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE WAS RECOMMENDED A HIGH-FEE, HIGH-RISK FUND THAT WAS NOT IN LINE WITH THE RISK AVERSE POSITION THAT WAS MADE CLEAR TO THE REP. Damage Amount Requested: $5,000.00
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