DANIEL URBAN FAUBION is currently employed as a Broker and/or Investment Adviser at SA STONE WEALTH MANAGEMENT INC. located at 3509 MCKINLEY VILLAGE WAY, Sacramento, CA, 95816.
DANIEL URBAN FAUBION has worked at SA STONE WEALTH MANAGEMENT INC. since September 12, 2014
Disclosure History
DANIEL URBAN FAUBION has 1 Disclosure Event(s).
Date: April 05, 2011 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE UNSUITABILTY, MISREPRESENTATIONS AND OMISSIONS, BREACH OF FIDUCIARY DUTY, AND FINANCIAL ABUSE. Damage Amount Requested: $150,000.00 Settlement Amount: $98,838.81 Broker Comment: 10/06/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC.
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