DANIEL P GANNON

DANIEL P GANNON is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 200 NORTH UNION STREET, KENNETT SQUARE, PA, 19348.

DANIEL P GANNON has worked at COMMONWEALTH FINANCIAL NETWORK since January 15, 2010

Disclosure History

DANIEL P GANNON has 1 Disclosure Event(s).

Date: October 16, 2001
Category: Customer Dispute
Allegations: CLIENT UNHAPPY WITH THE PERFORMANCE OF A STOCK WHICH FINANCIAL ADVISOR WAS A STRONG BUY RECOMMENDATION.
Damage Amount Requested: $9,577.97
Settlement Amount: $3,400.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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