DANIEL MARK GOLDFARB is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7000 FITZWATER ROAD, SUITE 300, CLEVELAND, OH, 44141.
DANIEL MARK GOLDFARB has worked at LPL FINANCIAL LLC since October 10, 2017
Disclosure History
DANIEL MARK GOLDFARB has 1 Disclosure Event(s).
Date: March 11, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE BENEFITS OF THE NEW VUL POLICY HE WAS SOLD IN SEPTEMBER 2008 WAS NOT WHAT HE WANTED AND NOT IN HIS BEST INTEREST. Broker Comment: THE FIRM IS UNABLE TO DETERMINE A DAMAGE AMOUNT AT THIS TIME BUT BELIEVES IT TO BE IN EXCESS OF $5,000.00.
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