DANIEL EDWARD GOODING is currently employed as a Broker and/or Investment Adviser at H. BECK, INC. located at 812 13th Avenue, Huntington, WV, 25701.
DANIEL EDWARD GOODING has worked at H. BECK, INC. since June 04, 1993
Disclosure History
DANIEL EDWARD GOODING has 2 Disclosure Event(s).
Date: September 24, 1992 Category: Customer Dispute Allegations: [CUSTOMER'S] PRIMARY ALLEGATIONS WEREUNSUITABLE INVESTMENTS AND NON-RECEIPT OF OFFERING MATERIALS.[CUSTOMER] ASKED FOR $50,000.00. Damage Amount Requested: $250,000.00 Damages Granted: $55,000.00 Broker Comment: MUTUAL SETTLEMENT FOR $25,000 FOR MY SHARE. SHESIGNED A TOTAL AND COMPLETE RELEASE.[CUSTOMER], 39, A MAGNA CUM LAUDEGRADUATE, COMPLAINED ABOUT SUITABILITY FOR HER UNDERPERFORMINGDIRECT PARTICIPATION INVESTMENTS MADE FIVE YEARS EARLIER. SHEDID ADMIT THE RECEIPT OF THE OFFERING MATERIALS IN THE COURSEOF DISCOVERY. THE ISSUE WAS MUTUALLY SETTLED. [CUSTOMER]ACCEPTED $25,000 FROM DANIEL E. GOODING AND $25,000 FROM THEBROKER/DEALER. SHE SIGNED A TOTAL AND COMPLETE RELEASE.
Date: January 22, 1991 Category: Regulatory Initiated By: WV SECURITIES DIVISION Allegations: SELLING UNREGISTERED INTERESTS IN OIL AND GASWELLS Resolution: Decision SanctionDetails: Sanctions: Cease and Desist/Injunction Sanction Details: PERMANENT CEASE AND DESIST ORDER Broker Comment: THERE WAS NO PROCEEDING OR HEARING. THE MATTERWAS HANDLED BY TELEPHONE AND MAIAL TO OUR MUTUAL SATISFACTION.THEY WERE CORRECT AND I INTEND TO BE MUCH MORE CAREFUL IN SUCHMATTERS. WE DEEPLY REGRET THE ERROR.
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