DANIEL JOSEPH HECK is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 12725 SW 66TH AVE, STE 102, PORTLAND, OR, 97223.
DANIEL JOSEPH HECK has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since June 27, 2008
Disclosure History
DANIEL JOSEPH HECK has 1 Disclosure Event(s).
Date: February 12, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION OF PRODUCT. CLIENT CLAIMS GMP, COMMISSIONS, FEES, AND COST OF INSURANCE WERE NOT DISCLOSED. Damage Amount Requested: $20,000.00 Broker Comment: PRODUCT WAS FULLY DISCLOSED, INCLUDING FEES, POSSIBILITY OF POSITIVE AND NEGATIVE MARKET MOVEMENT, WITH SUPPORTING DOCUMENTATION SUCH AS PROSPECTUS, ILLUSTRATIONS, DISCLOSURES, ETC. DOCUMENTATION ALSO SHOWS MULTIPLE VERBAL AND WRITTEN DISCUSSIONS BEFORE AND AFTER PRODUCT SALE REGARDING FEES, CHARGES, BENEFITS, LAPSE, ETC.
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