DANIEL H HITCHCOCK

DANIEL H HITCHCOCK is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 322 W MENDENHALL AVE, BOZEMAN, MT, 59715.

DANIEL H HITCHCOCK has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since July 13, 2009

Disclosure History

DANIEL H HITCHCOCK has 5 Disclosure Event(s).

Date: November 03, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT IN JULY OF 2000 THE FINANCIAL ADVISOR MADE AND UNSUITABLE INVESTMENT IN HER ACCOUNT
Damage Amount Requested: $20,000.00
Settlement Amount: $35,000.00 09-05469

Date: September 18, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED UNSUITABILITY WITH RESPECT TO INVESTMENT - 06/10/2008 & 08/01/2008.
Damage Amount Requested: $34,674.00
Broker Comment: CLAIM DENIED.

Date: September 11, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGES PURCHASE OF ANNUITY WAS UNSUITABLE - 8/15/2000.
Damage Amount Requested: $20,236.74
Broker Comment: CLAIM DENIED.

Date: May 21, 2001
Category: Customer Dispute
Allegations: CLIENT'S SON ALLEGED THAT THE INVESTMENTS MADE IN HIS MOTHER'S ACCOUNT WERE UNSUITABLE. (1994-2001) ALLEGED DAMAGES UNSPECIFIED.

Date: March 30, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGED "BREACH OF PROFESSIONAL RESPONSIBILITIES AND NEGLIGENT ACTS/OMISSIONS." 3/3/2000 - 3/7/2000.
Damage Amount Requested: $56,000.00
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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