DANIEL JOSEPH HOLOHAN is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 333 WAUKEGAN ROAD SUITE G, GLENVIEW, IL, 60025.
DANIEL JOSEPH HOLOHAN has worked at EDWARD JONES since January 01, 1997
Disclosure History
DANIEL JOSEPH HOLOHAN has 1 Disclosure Event(s).
Date: November 08, 2004 Category: Customer Dispute Allegations: ALLEGATIONS OF FAILURE TO DISCLOSE MATERIAL INFORMATION ON A HARFORD FLEXIBLE VL POLICY, VIOLATION OF ILLINOIS SECURITIES LAWS, BREACH OF FIDUCIARY DUTY AND NEGLIGENT MISREPRESENTATION IN THE SALE OF APPROXIMATELY $1.2 MILLION OF SECURITES TO THE TRUST ACCOUNT. (AMOUNT CLAIMED: NOT SPECIFIED - EITHER RESCISSION OR DAMAGES, ATTORNEY'S FEES, COSTS AND INTEREST). Damages Granted: $457,914.00 Broker Comment: AWARD OF $457,914.00
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