DANIEL JOSEPH HONAN

DANIEL JOSEPH HONAN is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 50 Portland Pier, Suite 200, Portland, ME, 04101.

DANIEL JOSEPH HONAN has worked at JANNEY MONTGOMERY SCOTT LLC since January 02, 2015

Disclosure History

DANIEL JOSEPH HONAN has 1 Disclosure Event(s).

Date: September 09, 2012
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES FAILURE TO FOLLOW INSTRUCTIONS FROM JUNE 2012 TO SEPTEMBER 2012.
Damage Amount Requested: $10,532.99

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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