DANIEL OLE JORAANSTAD

DANIEL OLE JORAANSTAD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA, 94104.

DANIEL OLE JORAANSTAD has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

DANIEL OLE JORAANSTAD has 2 Disclosure Event(s).

Date: December 11, 2015
Category: Customer Dispute
Allegations: Client alleged his very safe investment has lost value. (10/2/2014)
Damage Amount Requested: $8,500.00

Date: July 15, 2008
Category: Customer Dispute
Allegations: CA CLIENT STATED CONCERN THAT FA DID NOT ACCURATELY REPRESENT INVESTMENT RECOMMENDATION IN CENTERLINE HOLDINGS WHICH LOST 90% OF VALUE. CLAIMED DAMAGES OF $36,000. (8/29/2006)
Damage Amount Requested: $36,000.00
Broker Comment: CLAIM DENIED. FA IS CERTAIN THAT HE ACCURATELY REPRESENTED INVESTMENT IN CHC.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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