DANIEL LAITER

DANIEL LAITER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 701 BRICKELL AVE, MIAMI, FL, 33131.

DANIEL LAITER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 07, 2008

Disclosure History

DANIEL LAITER has 1 Disclosure Event(s).

Date: April 12, 2002
Category: Customer Dispute
Allegations: AFTER A CONTINUING PERIOD OF WEAK AND VOLATILE MARKET ACTIVITY, CLIENT HAS NOW CLAIMED THAT POSITIONS HE ESTABLISHED MORE THAN A YEAR AGO, FOR WHICH HE HAS CLAIMED TO HAVE SUFFERED LOSSES FROM, WERE THE RESULT OF UNSUITABLE INVESTMENT RECOMMENDATIONS. THOUGH ALLEGED DAMAGES HAVE NOT BEEN SPECIFIED, IT IS ESTIMATED THAT ANY SUCH CLAIM WILL BE IN EXCESS OF MINIMUM FILING REQUIREMENTS.
Damage Amount Requested: $5,001.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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