DANIEL GEORGE LEMPE is currently employed as a Broker and/or Investment Adviser at PRESIDENTIAL BROKERAGE, INC. located at 1307 Hill Street, New Smyrna Beach, FL, 32169.
DANIEL GEORGE LEMPE has worked at PRESIDENTIAL BROKERAGE, INC. since December 18, 1991
Disclosure History
DANIEL GEORGE LEMPE has 2 Disclosure Event(s).
Date: November 26, 1996 Category: Customer Dispute Allegations: SUITABILITY; ACCOUNT RELATED-BREACH OF CONTRACT; UNAUTHORIZED TRADING; ACCOUNT RELATED-OTHER Settlement Amount: $55,000.00 Broker Comment: DANIEL LEMPE WAS NEITHER THE BROKER OF RECORD OR THE BROKER'S SUPERVISOR. MR. LEMPE WAS NAMED IN THIS SUIT AS AN OWNER OF THE FIRM. WHILE THE FIRM BELIEVES THAT THE CLAIMS HAD NO MERIT, IT WAS DETERMINED THAT THE AMOUNT OF THE SETTLEMENT WOULD BE LESS THAN THE COST OF A SUCCESSFUL DEFENSE.
Date: October 02, 1995 Category: Customer Dispute Allegations: FAILURE TO SUPERVISE. ALLEGED ACTUAL CASHLOSS DAMAGES OF $33,204, LOST PROFITS OF $11,801, EXEMPLARYDAMAGES OF $10,000 AND COSTS. Damage Amount Requested: $45,005.00 Settlement Amount: $13,000.00 Broker Comment: DANIEL LEMPE WAS NEITHER THE BROKER OF RECORD OR THE BROKER'S SUPERVISOR. MR. LEMPE WAS NAMED IN THIS SUIT AS AN OWNER OF THE FIRM. WHILE THE FIRM BELIEVES THAT THE CLAIMS HAD NO MERIT, IT WAS DETERMINED THAT THE AMOUNT OF THE SETTLEMENT WOULD BE LESS THAN THE COST OF A SUCCESSFUL DEFENSE.
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