DANIEL RYAN LIGHTNER

DANIEL RYAN LIGHTNER is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 SOUTH 108TH AVENUE, OMAHA, NE, 68154.

DANIEL RYAN LIGHTNER has worked at TD AMERITRADE, INC. since December 16, 2014

Disclosure History

DANIEL RYAN LIGHTNER has 2 Disclosure Event(s).

Date: September 09, 2011
Category: Financial
Type: Compromise
Disposition: PAID IN FULL
Broker Comment: THIS HAS BEEN FULLY PAID.

Date: September 09, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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