DANIEL EUGENE MAYER

DANIEL EUGENE MAYER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 1400 WEST CENTURY AVENUE, BISMARCK, ND, 58503.

DANIEL EUGENE MAYER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since September 11, 2009

Disclosure History

DANIEL EUGENE MAYER has 2 Disclosure Event(s).

Date: January 28, 2016
Category: Customer Dispute
Allegations: Client alleges that registered representative's recommendation to purchase shares of Linn Energy LLC on 5-29-2013 was unsuitable.
Damage Amount Requested: $27,969.18

Date: January 28, 2016
Category: Customer Dispute
Allegations: Client alleges that registered representative's recommendation to purchase shares of Linn Energy LLC on 5-30-2014 was unsuitable.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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