DANIEL JOSEPH MCDONNELL is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 417 GREENWOOD LANE, BARRINGTON, IL, 60010.
DANIEL JOSEPH MCDONNELL has worked at SECURITIES AMERICA, INC. since October 03, 1995
Disclosure History
DANIEL JOSEPH MCDONNELL has 1 Disclosure Event(s).
Date: January 18, 1992 Category: Customer Dispute Allegations: PRIMARY ALLEGATIONS DID NOT CONCERN ME, BUTRATHER THE ACTIVITIES OF THE A.E. WHO HANDLED [CUSTOMER'S] ACCOUNTBEFORE THEY WERE ASSIGNED TO ME. THE TRANSACTION INVOLVED ANAUTHORIZED WITHDRAWAL OF 300,000 FROM AN IRA ACCOUNT WHICH[CUSTOMER] SUBSEQUENTLY INVESTED IN A PRIVATE REAL ESTATE VENTURE. Damage Amount Requested: $760,800.00 Settlement Amount: $250,000.00 Broker Comment: CLAIMS WITHDRAWN-SEE ATTACHED LETTER. U-5SUBMITTED BY DEAN WITTER HAD QUESTION 13 (B)(2) ANSWERED "YES".SINCE CLAIM WITHDRAWN, NOT SETTLED. QUESTION SHOULD BE ANSWERED"NO". THIS DRP IS TO CHANGE THE PREVIOUS FILING BY DEAN WITTERNOT PROVIDED
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