DANIEL WAYNE MICHAEL

DANIEL WAYNE MICHAEL is currently employed as a Broker and/or Investment Adviser at HARBOUR INVESTMENTS, INC. located at 4765 CROFOOT AVE NW, BUFFALO, MN, 55313.

DANIEL WAYNE MICHAEL has worked at HARBOUR INVESTMENTS, INC. since August 15, 2001

Disclosure History

DANIEL WAYNE MICHAEL has 1 Disclosure Event(s).

Date: September 05, 2014
Category: Customer Dispute
Allegations: CLIENT ALLEGES NEGLIGENCE, BREACH OF CONTRACT AND BREACH OF FIDUCIARY DUTY STARTING FROM FALL OF 2001 THROUGH JUNE 2012.
Damage Amount Requested: $30,000.00
Broker Comment: ARBITRATION CLAIM WAS IMMEDIATELY WITHDRAWN.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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