DANIEL RAY OVERCASH is currently employed as a Broker and/or Investment Adviser at BODELL OVERCASH ANDERSON & CO., INC. located at 2-6 EAST SECOND STREET, FENTON BLDG. SUITE 200, P O BOX 1237, JAMESTOWN, NY, 14701.
DANIEL RAY OVERCASH has worked at BODELL OVERCASH ANDERSON & CO., INC. since May 27, 1970
Disclosure History
DANIEL RAY OVERCASH has 3 Disclosure Event(s).
Date: February 21, 2014 Category: Customer Dispute Allegations: THE CLIENT ALLEGES NEGLIGENT SUPERVISION FROM SEPTEMBER 30, 2008 TO MARCH 31, 2012. Damage Amount Requested: $1,058,874.97 Damages Granted: $187,500.00 14-00480
Date: March 14, 1977 Category: Regulatory Initiated By: NEW YORK Resolution: Decision SanctionDetails: Sanctions: Cease and Desist/Injunction Broker Comment: IT WAS ORDERED THAT BOA ENERGY ASSOCIATES CEASE AND DESIST FROM ENGAGING IN ACTS IN VIOLATION OF ARTICLE 23-A OF THE GENERAL BUSINESS LAW OF THE STATE OF NEW YORK AND THAT IT CEASE AND DESIST FROM FAILING TO FILE BROKER-DEALER STATEMENTS AS REQUIRED BY SECTION 359-E OF THE GENERAL BUSINESS LAW OF THE STATE OF NEW YORK. BOA ENERGY ASSOCIATES-1976 WAS FURTHER ORDERED TO PAY TO THE DEPARTMENT OF LAW OF THE STATE OF NEW YORK THE SUM OF $250.00.
Date: December 17, 1971 Category: Regulatory
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DANIEL RAY OVERCASH, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.