DANIEL ANDREWS OWEN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3280 PEACHTREE RD NE 3RD & 4TH FLS, [RBO], ATLANTA, GA, 30305.
DANIEL ANDREWS OWEN has worked at WELLS FARGO CLEARING SERVICES, LLC since October 01, 2000
Disclosure History
DANIEL ANDREWS OWEN has 2 Disclosure Event(s).
Date: December 29, 1989 Category: Customer Dispute Allegations: NO ALLEGATION AGAINST ME - ALL ALLEGATIONSAGAINST MERRILL LYNCH PROPRIETARY PRODUCT Damage Amount Requested: $15,000.00 Settlement Amount: $12,000.00 Broker Comment: MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLEWITH CLIENT FOR APPROXIMATELY $12,000.00. I WAS NOT PARTY TOTHIS SETTLEMENT NOR ASKED TO CONTRIBUTE BY MERRILL LYNCH.SINCE THE COMPLAINT WAS AGAINST MERRILL LYNCH ANDNOT AGIANST ME, AND SINCE I WAS NOT PARTY TO THE SETTLEMENT, IREQUEST THE "YES" ANSWER BE REMOVED FROM BY RECORD.
Date: April 01, 1987 Category: Customer Dispute Allegations: SUBJECT OF A COMPLAINT BY [CUSTOMER]. [CUSTOMER] CLAIMED LOSSES OF $72,000. Damage Amount Requested: $72,000.00 Settlement Amount: $20,000.00 Broker Comment: MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLEFOR $20,000.MERRILL LYNCH SETTLED IN JULY 1987, AND [CUSTOMER] IS STILL A CUSTOMER OF MINE TODAY.
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