DANIEL STEVEN RICE

DANIEL STEVEN RICE is currently employed as a Broker and/or Investment Adviser at PIPER JAFFRAY & CO. located at 345 PARK AVENUE, SUITE 1200, NEW YORK, NY, 10154.

DANIEL STEVEN RICE has worked at PIPER JAFFRAY & CO. since September 15, 2014

Disclosure History

DANIEL STEVEN RICE has 1 Disclosure Event(s).

Date: November 17, 2006
Category: Criminal
Charges: THEFT
Disposition: Pled guilty
Broker Comment: SHORTLY AFTER TURNING 18, I MADE THE GRAVE MISTAKE OF ATTEMPTING TO STEAL A $18.99 DUCK CALL FROM A HUNTING GOODS STORE. THIS WAS A SERIOUS LAPSE IN JUDGEMENT, AND I LEARNED A VERY VALUABLE LESSON WHICH HAS REMAINED WITH ME TO THIS DAY. I PLED GUILTY TO THE THEFT CHARGE AND WAS ORDERED TO PAY A FINE OF $23.00 TO THE COURT.

More Information

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