DANIEL CHARLES STANUSH is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 9875 Schwab Way, Lone Tree, CO, 80124.
DANIEL CHARLES STANUSH has worked at CHARLES SCHWAB & CO., INC. since September 23, 2011
Disclosure History
DANIEL CHARLES STANUSH has 1 Disclosure Event(s).
Date: March 03, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES REPRESENTATIVE DID NOT FOLLOW TRADE INSTRUCTIONS TO BUY IN SHARES OF MEN'S WAREHOUSE ON FEBRUARY 28, 2014. Damage Amount Requested: $18,169.00 Settlement Amount: $18,169.00 Broker Comment: MY ROLE IN THE MATTER WAS LIMITED TO INFORMING A SCHWAB CLIENT OF THE POTENTIAL FOR A FIRM INITIATED BUY IN OF A SHORT POSITION. I WAS NOT ASKED TO CONTRIBUTE TO THE FIRM INITIATED SETTLEMENT OF THE DISPUTE.
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