DANIEL THOMAS TINNEY

DANIEL THOMAS TINNEY is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, 44-480 TOWN CENTER WAY, PALM DESERT, CA, 92260.

DANIEL THOMAS TINNEY has worked at CITIGROUP GLOBAL MARKETS INC. since October 12, 2017

Disclosure History

DANIEL THOMAS TINNEY has 1 Disclosure Event(s).

Date: July 05, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES LOSSES DUE TO POOR INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $87,400.00
Broker Comment: CLIENT SENT LETTER OF APOLOGY AND REQUESTED ADDITIONAL INFORMATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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