DANIEL LEE WEEKS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 9825 Schwab Way, Lone Tree, CO, 80124.
DANIEL LEE WEEKS has worked at CHARLES SCHWAB & CO., INC. since May 20, 1999
Disclosure History
DANIEL LEE WEEKS has 2 Disclosure Event(s).
Date: June 29, 2006 Category: Customer Dispute Allegations: CUSTOMER [CUSTOMER] ALLEGES SCHWAB FINANCIAL CONSULTANT DANIEL WEEKS TOOK MONEY FROM HIS ACCOUNT. HE BELIEVES THAT MR. WEEKS OR SCHWAB OWES HIM $42,735.37. ON 6/1/06, [CUSTOMER] SPOKE WITH MR. WEEKS AND IT WAS DETERMINED BY HIS FC TO HAVE THE ACCOUNT CLOSED AND A CHECK ISSUED. A CHECK FOR $42,735.37 WAS ISSUED ON 6/1/06, BUT THE ACCOUNT WAS NOT CLOSED. ON 6/5/06, [CUSTOMER] CALLED IN TO A PHONE REPRESENTATIVE WHO CANCELED THE CHECK AND PURCHASED 500 SHARES OF TESORO CORPORATION (TSO) AT $70.72 A SHARE FOR A TOTAL OF $35,552.79. THESE SHARES WERE THAN SOLD ON 6/12/06 AT $64.80 FOR A TOTAL OF $32,212.72. A FINAL CHECK OF $39,508.99 WAS SENT ON 6/16/06. NO FUNDS WERE MISSING FROM THE ACCOUNT. Damage Amount Requested: $42,735.37
Date: October 08, 2003 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT SHE WAS GIVEN 'HOT STOCK TIPS' AND UNSUITABLE INVETMENT RECOMMENDATIONS WHICH RESULTED IN A LOSS OF $100,000. Damage Amount Requested: $100,000.00
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