DANIEL MARK YUHN

DANIEL MARK YUHN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 28411 NORTHWESTERN HWY #1200, SOUTHFIELD, MI, 48034-5521.

DANIEL MARK YUHN has worked at LPL FINANCIAL LLC since April 25, 1997

Disclosure History

DANIEL MARK YUHN has 2 Disclosure Event(s).

Date: March 13, 2014
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES THAT THE FINANCIAL ADVISOR MISREPRESENTED THE TERMS OF A VARIABLE ANNUITY POLICY. THE CUSTOMER SEEKS TO HAVE THE ANNUITY CANCELLED WITHOUT INCURRING A SURRENDER CHARGE.
Broker Comment: THE COMPLAINT WAS DETERMINED TO BE WITHOUT MERIT AND WAS DENIED.

Date: July 12, 2005
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE PAID LITTLE ATTENTION TO HIS PORTFOLIO.
Damage Amount Requested: $300,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DANIEL MARK YUHN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.