DANIEL EDWARD ZIPPEL

DANIEL EDWARD ZIPPEL is currently employed as a Broker and/or Investment Adviser at BILL FEW SECURITIES, INC. located at 107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA, 15237.

DANIEL EDWARD ZIPPEL has worked at BILL FEW SECURITIES, INC. since July 24, 2008

Disclosure History

DANIEL EDWARD ZIPPEL has 2 Disclosure Event(s).

Date: April 27, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION WITH REGARD TO THE SCHWAB YIELD PLUS SELECT FUND
Damage Amount Requested: $46,000.00

Date: April 05, 2007
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT REP FAILED TO NOTIFY CUSTOMER OF POSSIBLE TAX IMPLICATIONS REGARDING DISTRIBUTIONS FROM CUSTOMER'S IRA.
Damage Amount Requested: $30,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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