DANIELLE JOHANNA IVES

DANIELLE JOHANNA IVES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 165 W ASHLAND STREET, DOYLESTOWN, PA, 18901.

DANIELLE JOHANNA IVES has worked at LPL FINANCIAL LLC since March 06, 2015

Disclosure History

DANIELLE JOHANNA IVES has 1 Disclosure Event(s).

Date: July 22, 2013
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT ON JUNE 10, 2013 CAPITAL INCOME BUILDER MUTUAL FUND WAS PURCHASED WITHOUT AUTHORITY. FURTHER ALLEGES THAT THE FUND HAS BEEN SOLD AT A LOSS OF $7,820.79 AND HAS MADE A CLAIM TO HAVE THE LOSS REIMBURSED.
Damage Amount Requested: $7,820.79
Settlement Amount: $4,500.00
Broker Comment: WITHOUT ADMITTING LIABILITY OR FAULT, THE FIRM MADE A BUSINESS DECISION TO SETTLE THIS MATTER.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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