DANING WU is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 433 AIRPORT BLVD., SUITE 550, BURLINGAME, CA, 94010.
DANING WU has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012
Disclosure History
DANING WU has 2 Disclosure Event(s).
Date: August 22, 2002 Category: Customer Dispute Allegations: CLIENTS ALLEGE MISREPRESENTATION OF FOUR VARIABLE UNIVERSAL LIFE INSURANCE POLICIES ISSUED 09/24/2001. Damage Amount Requested: $52,677.04 Broker Comment: RECEIVED NOTIFICATION FROM THE PRODUCT PROVIDER THAT THERE WERE NO INDICATIONS OF SALES PRACTICES VIOLATIONS ON THE PART OF THE REPRESENTATIVE, COMPLAINT DENIED.
Date: November 12, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE FAILED TO INFORM CLIENT OF OTHER VARIABLE ANNUITY CONTRACT THAT THE PRODUCT PROVIDER OFFERED WITH ENHANCED FEATURES, AS OPPOSED TO CLIENT'S ANNUITY CONTRACT THAT WAS ISSUED ON 01/10/2001. Damage Amount Requested: $57,500.00 Broker Comment: NO INDICATIONS OF SALES PRACTICE VIOLATIONS ON THE PART OF THE REGISTERED REPRESENTATIVE, COMPLAINT DENIED.
More Information
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