Daniyal Ahmed

Daniyal Ahmed is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 200 1ST STREET SW, CEDAR RAPIDS, IA, 52404.

Daniyal Ahmed has worked at AXA ADVISORS, LLC since August 17, 2017

Disclosure History

Daniyal Ahmed has 2 Disclosure Event(s).

Date: September 23, 2017
Category: Criminal
Charges: Failure to Affix Drug Tax Stamp
Disposition: Dismissed

Date: January 04, 2016
Category: Criminal
Charges: Eluding - OWI, Drugs or participate in Felony
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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