DANNY KEVIN BRANDON is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 114 W FORT ST, MANCHESTER, TN, 37355.
DANNY KEVIN BRANDON has worked at HD VEST INVESTMENT SERVICES since January 27, 2009
Disclosure History
DANNY KEVIN BRANDON has 2 Disclosure Event(s).
Date: November 03, 2004 Category: Customer Dispute Allegations: CLAIMANT ASSERTS THAT REGISTERED REPRESENTATIVE MISREPRESENTED MATERIAL RELATING TO AN INVESTMENT PRODUCT. Damage Amount Requested: $150,000.00
Date: September 17, 2001 Category: Customer Dispute Allegations: [CUSTOMER], A 71-YEAR OLD RETIREE, WAS REFERRED TO ME AFTER EXPERIENCING DRAMATIC DECLINES IN HER PORTFOLIO, WHICH EQUATED TO ABOUT $570,000, OF WHICH 95% WAS IN ONE STOCK. I ENCOURAGED [CUSTOMER] TO DIVERSIFY TO HOPEFULLY LOWER THE VOLATILITY OF HER PORTFOLIO, BUT I UNDERSTATED THE AMOUNT OF CAPITAL GAINS THAT WOULD RESULT FROM THIS ACTION. THE ERROR WAS NOT REALIZED UNTIL [CUSTOMER] HAD FILED HER TAXES MONTHS LATER. Damage Amount Requested: $33,609.00 Settlement Amount: $30,109.00 Broker Comment: I ADMITTED TO THE UNDERSTATEMENT OF THE CAPITAL GAINS TAXES OWED, AND PFS INVESTMENTS SETTLED THE CLAIM BY PAYING $30,109 TO [CUSTOMER].
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