DANNY GEORGE HIRSCH is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 14755 N OUTER 40 RD, STE 500, CHESTERFIELD, MO, 63017.
DANNY GEORGE HIRSCH has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 12, 2010
Disclosure History
DANNY GEORGE HIRSCH has 4 Disclosure Event(s).
Date: May 17, 2016 Category: Customer Dispute Allegations: The clients alleged the advisor provided a poor recommendation to withdraw funds in excess of the amount of qualified expenses from a 529 plan resulting in additional taxes due. Damage Amount Requested: $7,707.00 Settlement Amount: $7,707.00 Broker Comment: The matter was brought to the attention of the Firm by the advisor and through the review process an unintentional communication occurred necessitating a U4 amendment be filed.
Date: April 01, 2013 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THEIR REIT PURCHASE IN JUNE 2011 WAS MISREPRESENTED. Damage Amount Requested: $27,169.10
Date: June 03, 2000 Category: Customer Dispute Allegations: INCORRECT TAX CALCULATION OF TAX CONSEQUENSES FROM THE SALE OF AN INVESTMENT. Damage Amount Requested: $11,044.16 Settlement Amount: $11,044.16
Date: March 13, 1989 Category: Regulatory
More Information
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