DANNY VIET PHAM

DANNY VIET PHAM is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 3161 Stevenson Blvd, Fremont, CA, 94538-2393.

DANNY VIET PHAM has worked at CHARLES SCHWAB & CO., INC. since January 17, 2001

Disclosure History

DANNY VIET PHAM has 1 Disclosure Event(s).

Date: April 16, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION WITH REGARDS TO THE PURCHASE OF THE SCHWAB YIELD PLUS FUND ON 10/16/2001.
Damage Amount Requested: $25,000.00
Settlement Amount: $7,500.00
Broker Comment: THE FIRM SETTLED THE CLAIMS TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.

More Information

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