DAPHNE KLOTRELL HORN

DAPHNE KLOTRELL HORN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 11975 REISTERSTOWN RD, REISTERSTOWN, MD, 21136.

DAPHNE KLOTRELL HORN has worked at WELLS FARGO CLEARING SERVICES, LLC since November 17, 2014

Disclosure History

DAPHNE KLOTRELL HORN has 1 Disclosure Event(s).

Date: January 08, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $2,728.00
Judgment/Lien Type: Tax
Broker Comment: This matter was just brought to my attention. I was under the assumption that this circumstance was satisfied. I'm currently working the tax department to get everything taken care of.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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