DARIN EUGENE BOSTIC is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 1991 SUMMIT PARK DRIVE, ORLANDO, FL, 32810.
DARIN EUGENE BOSTIC has worked at CHARLES SCHWAB & CO., INC. since June 09, 1999
Disclosure History
DARIN EUGENE BOSTIC has 3 Disclosure Event(s).
Date: July 26, 2012 Category: Judgment / Lien Judgment/Lien Amount: $5,826.44 Judgment/Lien Type: Civil Broker Comment: Reached an agreement and currently making monthly payments of $100 until the debt is satisfied.
Date: October 08, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGES A FAILURE TO FOLLOW INSTRUCTIONS,WHICH RESULTED IN THE PURCHASE OF THREE SECURITIES HE CLAIMS HE DID NOT WANT. THE SECURITIES WERE PURCHASED ON MAY 9, 2007. Damage Amount Requested: $26,016.75
Date: April 30, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THE VALUE OF HER JP MORGAN AND NUVEEN SELECT MANAGED BOND PORTFOLIO'S WAS MISREPRESENTED TO HER, AND THAT THESE SELECT MANAGED ACCOUNTS WERE INAPPROPRIATE FOR HER. Damage Amount Requested: $16,654.31
More Information
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