DARLENE ANN LEWON

DARLENE ANN LEWON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3875 FRANKLINTOWNE CT #130, MURRYSVILLE, PA, 15668-1265.

DARLENE ANN LEWON has worked at LPL FINANCIAL LLC since August 15, 2012

Disclosure History

DARLENE ANN LEWON has 2 Disclosure Event(s).

Date: October 19, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: rep compromised judgment already disclosed that was filed on 08/16/2012

Date: September 18, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: This was a compromised for already disclosed judgment filed on 03/01/2012.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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