DAROL KENNETH PAULSEN is currently employed as a Broker and/or Investment Adviser at CROWN CAPITAL SECURITIES, L.P. located at 725 TOWN AND COUNTRY RD, SUITE 530, ORANGE, CA, 92868.
DAROL KENNETH PAULSEN has worked at CROWN CAPITAL SECURITIES, L.P. since April 08, 1999
Disclosure History
DAROL KENNETH PAULSEN has 1 Disclosure Event(s).
Date: March 05, 1993 Category: Customer Dispute Allegations: ALLEGED FRAUD, AIDING AND ABETTING FRAUD,NEGLIGENT MISREPRESENTATIONS, BREACH OF FIDUCIARY DUTY. ALLEGEDVIOLATION OF CORPORATION CODE 25400 (D), 25401, 25501, 25504AND 25504.1. ALLEGED BREACH OF CONTRACT, UNFAIR COMPETITION,NEGLIGENT VIOLATION OF RIGHT OF PRIVACY, BREACH OF IMPLIEDCOVENANT OF GOOD FAITH AND FAIR DEALING. ALLEGED VIOLATION OFRICO SECTION 1962 (A), 1962 (B), 1962 (C), 1962 (D). CLAIMALLEGED $3,360,386 OF DAMAGES. Damage Amount Requested: $3,360,386.00 Settlement Amount: $3,360,386.00 Broker Comment: I CONTESTED THE ALLEGATION IN THIS MATTER. THERE WERE NO FINDINGS OF FAULT AGAINST ME, AND I WAS NOT REQUIRED TO CONTRIBUTE TO THE SETTLEMENT FUND.
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